CP
CFP
CP
CFP

Christine Pollock

22 Years of Experience
Broker

Christine Pollock is a CFP-designated registered investment advisor at John Hancock Personal Financial Services, LLC, based in Newtown, PA, with 22 years of industry experience. Christine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 32,545 clients with $2B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
61 advisors
Number of Clients
32,545 clients
Average Client Portfolio
$61K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $50K0.50%
$50K - $100K0.40%
$100K - $250K0.30%
$250K+0.20%

For certain plans, the advisory fee shall be waived for the first ninety (90) days following enrollment in the Service.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Newtown, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christine is a certified yoga teacher and teaches/substitutes at local studios like Newtown Yoga and CrossFit Revenge. She also volunteers at local organizations.

Employment History
Current Registrations
John Hancock Personal Financial Services, LLC
January 2020 - Present · 6 yrs 3 mos
John Hancock Distributors LLC
February 2013 - Present · 13 yrs 2 mos
John Hancock Distributors LLCBroker
February 2013 - Present · 13 yrs 2 mos
Previous Registrations
Manulife Investment Management (US) LLC
May 2013 - April 2020 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2006 - October 2012 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2006 - October 2012 · 6 yrs 5 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 2005 - April 2006 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2004 - April 2006 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2002 - December 2003 · 1 yr 2 mos
State Registrations8 states
CAFLILMAMDNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christine Pollock - Financial Advisor | TrueAdvisor