Casey Marsh is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Cincinnati, OH, with 25 years of industry experience. Casey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
8044 Montgomery Road, The Towers at Kenwood, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Casey is involved with the Urban League of Greater Southwestern Ohio, serving on the development and finance committees since 2020. Casey is also the single member/owner of 7867 Camargo Road LLC, which holds a parcel of land, but has no duties associated with it.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Ethan StanleyUBS Financial Services INC.
- Scott Hiles, CFPUBS Financial Services INC.
- Jon Scott, CFPUBS Financial Services INC.
- Shawn Simmons, CFPUBS Financial Services INC.
- Louis GiglioUBS Financial Services INC.
- Timothy Dumont, CFAUBS Financial Services INC.