KM
KM

Kimberly Mustin

22 Years of Experience
New York, NY
Broker

Kimberly Mustin is a registered investment advisor at Alliancebernstein L.P., based in New York, NY, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 26,445 clients with $710B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
507 advisors
Number of Clients
26,445 clients
Average Client Portfolio
$26.8M average
Assets Under Management
$709.2B

Fee Structure

Minimum Investment:$1M

AB is compensated based on a percentage of your portfolio. This fee is generally charged quarterly. The specific percentage may be negotiable depending on factors such as the type of client, complexity of the situation, and the size of the overall relationship. If your assets are invested in a registered investment company managed by AB, those assets are subject to the investment company's management fee. If you are a client of Bernstein Private Wealth Services, your fee is all-inclusive and deducted quarterly from your account at Bernstein LLC.

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Location

66 Hudson Boulevard East, New York, NY, 10001

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Alliancebernstein L.P.
September 2017 - Present · 8 yrs 8 mos
Sanford C. Bernstein & CO., LLCBroker
August 2017 - Present · 8 yrs 9 mos
Sanford C. Bernstein & CO., LLC
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Mbsc Securities CorporationBroker
April 2014 - June 2016 · 2 yrs 2 mos
Oppenheimerfunds Distributor, INC.Broker
August 2010 - February 2014 · 3 yrs 6 mos
Legg Mason Investor Services, LLCBroker
March 2009 - August 2010 · 1 yr 5 mos
Deam Investor Services, INC.Broker
October 2007 - May 2008 · 7 mos
Dws Investments Distributors, INCBroker
March 2002 - March 2009 · 7 yrs
State Registrations29 states
AZCACOCTDCDEFLGAILMAMDMEMNMONCNJNVNYOHORPARISCSDTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.