Douglas Taylor

14 Years of Experience

Cincinnati, OH

1 DisclosureBroker

Douglas Taylor is a registered investment advisor at LPL Financial LLC, based in Cincinnati, OH, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

LPL Financial LLC

Compensation

Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly

Firm Size

27420 advisors

Number of Clients

1,676,192 clients

Average Client Portfolio

$369K average

Assets Under Management

$618.9B

Fee Structure

Minimum Investment:$1K

Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

7408 Jager Ct, Cincinnati, OH, 45230

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

November 1987

Final Disposition

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Other Business Activities

Douglas serves as trustee for his mother's trust and his deceased father's trust, both investment-related. These activities require minimal time.

Employment History

Exams

No exam information available for this advisor.

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