Thomas Putney
Thomas Putney is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Linwood, NJ, with 22 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
222 New Road, Suite 503, Linwood, NJ, 08221-1284
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an independent insurance broker since 2015/2016/2018, working with companies like American Equity, American National, Ascend/Mass Mutual, Nassau Re, and North American. He also owns JLP Capital Management, LLC for business purposes related to his Ameriprise practice and is a board member at Putney.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Creativeone Securities, LLCBroker
Fortune Financial Services, INC.Broker
Jlp Capital Management
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial CorporationBroker
LPL Financial Corporation
Wachovia Securities Financial Network, LLC
Wachovia Securities Financial Network, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.