MA
MA

Michael Arthur

24 Years of Experience
Portland, OR
Broker

Michael Arthur is a registered investment advisor at Ameriprise Financial Services, LLC, based in Portland, OR, with 24 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1000 SW Broadway Ste 2200, Portland, OR, 97205-3074

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is involved in business ownership activities and serves on the board of directors for Arthur. He also serves as a trust fund board member for Arthur, dedicating a few hours per week to each activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2021 - Present · 5 yrs 5 mos
Ameriprise Financial Services, LLC
March 2019 - Present · 7 yrs 4 mos
Ameriprise Financial Services, LLCBroker
March 2019 - Present · 7 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
March 2003 - April 2019 · 16 yrs 1 mo
UBS Financial Services INC.Broker
June 2001 - April 2019 · 17 yrs 10 mos
State Registrations8 states
CAMDMTNYORUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Arthur - Financial Advisor | TrueAdvisor