YT
YT

Yasemin Tuzun

24 Years of Experience
Houston, TX
1 DisclosureBroker

Yasemin Tuzun is a registered investment advisor at LPL Financial LLC, based in Houston, TX, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Houston, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1995
Final Disposition
Other Business Activities

Yasemin operates under the DBA Wealth Standard Financial for her LPL business. This activity is investment-related and takes up her full-time work hours.

Employment History
Current Registrations
LPL Financial LLC
October 2016 - Present · 9 yrs 7 mos
LPL Financial LLCBroker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2002 - August 2016 · 13 yrs 10 mos
Ameriprise Financial Services, INC.Broker
November 2001 - August 2016 · 14 yrs 9 mos
Ids Life Insurance CompanyBroker
November 2001 - July 2006 · 4 yrs 8 mos
State Registrations2 states
GATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Yasemin Tuzun - Financial Advisor | TrueAdvisor