SM
SM
Stephen Mihalek
24 Years of Experience
Pepper Pike, OH
3 DisclosuresBroker
Stephen Mihalek is a registered investment advisor at Morgan Stanley, based in Pepper Pike, OH, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
31099 Chagrin Boulevard, Pepper Pike, OH, 44124
Get directionsHistory
Regulatory History (3)
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Customer Dispute
January 2024Settled
Customer Dispute
March 2014Denied
Customer Dispute
June 2008Denied
Employment History
Current Registrations
Morgan StanleyBroker
January 2024 - Present · 2 yrs 6 mos
Morgan Stanley
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - January 2024 · 11 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2024 · 11 yrs 3 mos
Chase Investment Services CORP.
August 2005 - October 2012 · 7 yrs 2 mos
Chase Investment Services CORP.Broker
August 2005 - October 2012 · 7 yrs 2 mos
Morgan Stanley
November 2002 - August 2005 · 2 yrs 9 mos
Morgan Stanley Dw INC.Broker
July 2001 - August 2005 · 4 yrs 1 mo
State Registrations11 states
ALAZFLMINCOHPASCTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.