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CFP
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CFP

William Allison

Stifel, Nicolaus & Company, Incorporated
25 Years of Experience
Gulfport, MS
Broker
View SEC Summary
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William Allison is a CFP-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Gulfport, MS, with 25 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1311 Spring Street, Suite B, Gulfport, MS, 39501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

William is involved with the USM Foundation, raising funds for scholarships and serving on committees, and the Crosspoint Church, helping with the budget and personnel recommendations. These activities require minimal time and are not investment-related.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
August 2009 - Present · 17 yrs 2 mos
Stifel, Nicolaus & Company, IncorporatedBroker
August 2009 - Present · 17 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
May 2002 - August 2009 · 7 yrs 3 mos
UBS Financial Services INC.Broker
August 2001 - August 2009 · 8 yrs
State Registrations17 states
ALARCACOFLGALAMNMOMSNJNVOHOKTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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