Samuel Coccia
Samuel Coccia is a registered investment advisor at J. W. Cole Advisors, INC., based in White Oak, PA, with 23 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
1967 Lincoln Way, White Oak, PA, 15132
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Samuel is an agent at Synergy Financial, an independent insurance agency, selling fixed life, annuity, health, medicare, and disability products, dedicating about 10-20% of his time. He is also the President/Owner of Coccia Group, Inc. and spends a few hours per week on payroll and attending annual meetings.
Employment History
Current Registrations
J.W. Cole Financial, INC.Broker
J. W. Cole Advisors, INC.
Previous Registrations
Global Financial Private Capital, LLC
G.F. Investment Services, LLCBroker
Allied Beacon Wealth Management, LLC
Allied Beacon Partners, INC.Broker
Workman Securities Corporation
Workman Securities CorporationBroker
Legend Advisory CORP
Legend Equities CorporationBroker
Olde Economie Financial Consultants, LTD.Broker
MML Investors Services, INC.Broker
Usallianz Securities, INC.Broker
Usallianz Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.