Jay Schwartz
Jay Schwartz is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 24 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jay uses Stonebridge Wealth Management as the business name for his investment advice services through Private Advisor Group, LLC. Jay is also an independent insurance agent selling insurance products and a licensed attorney, but these activities are separate from his investment advisory services.
Employment History
Current Registrations
Private Advisor Group, LLC
Previous Registrations
National Asset Management, INC.
National Securities CorporationBroker
FsicBroker
Fsic
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.