AB
CFP
AB
CFP

Alexander Brown

24 Years of Experience
Great Falls, VA
Broker

Alexander Brown is a CFP-designated registered investment advisor at RBC Capital Markets, LLC, based in Great Falls, VA, with 24 years of industry experience. Alexander operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

Great Falls, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alexander teaches investment-related courses for Fairfax County and Arlington County adult education programs, dedicating minimal time to each. He also works as an assistant varsity lacrosse coach at Oakton High School during the spring season, which takes a few hours per week.

Employment History
Current Registrations
RBC Capital Markets, LLC
June 2024 - Present · 2 yrs 1 mo
RBC Capital Markets, LLCBroker
June 2024 - Present · 2 yrs 1 mo
RBC Capital Markets, LLC
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Truist Investment Services, INC.Broker
February 2021 - June 2024 · 3 yrs 4 mos
Truist Advisory Services, INC.
February 2021 - June 2024 · 3 yrs 4 mos
Bb&t Securities, LLC
January 2013 - February 2021 · 8 yrs 1 mo
Bb&t Securities, LLCBroker
January 2013 - February 2021 · 8 yrs 1 mo
Scott & Stringfellow, LLC
April 2010 - January 2013 · 2 yrs 9 mos
Scott & Stringfellow, LLCBroker
April 2010 - January 2013 · 2 yrs 9 mos
Wells Fargo Advisors, LLCBroker
February 2002 - April 2010 · 8 yrs 2 mos
Wells Fargo Advisors, LLC
February 2002 - April 2010 · 8 yrs 2 mos
First Union Securities, INC.Broker
August 2001 - February 2002 · 6 mos
State Registrations25 states
AZCACODCDEFLGAILINKSMAMDMEMTNCNJNYOHPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.