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Jason Bailey

Ameriprise Financial Services, LLC
25 Years of Experience
Hauppauge, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Jason Bailey is a registered investment advisor at Ameriprise Financial Services, LLC, based in Hauppauge, NY, with 25 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1174 Veterans Memorial Hwy, Hauppauge, NY, 11788

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2012
Denied
Customer Dispute
July 2007
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason is involved in two outside business activities. He is associated with eXtraordinary Coaching, LLC and Certainty of the Uncertainty, LLC, dedicating minimal time and about 35% of his time, respectively.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2005 - Present · 21 yrs 6 mos
Ameriprise Financial Services, LLC
April 2005 - Present · 21 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2005 - Present · 21 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
February 2009 - October 2011 · 2 yrs 8 mos
Ids Life Insurance CompanyBroker
April 2005 - July 2006 · 1 yr 3 mos
Park Avenue Securities LLCBroker
December 2004 - April 2005 · 4 mos
American Express Financial Advisors, INC.
August 2001 - December 2004 · 3 yrs 4 mos
American Express Financial Advisors INC.Broker
July 2001 - December 2004 · 3 yrs 5 mos
Ids Life Insurance CompanyBroker
July 2001 - December 2004 · 3 yrs 5 mos
State Registrations7 states
COKSMONENYORTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Jason Bailey - Financial Advisor | TrueAdvisor