Aman Awan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Commerce, MI, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2765 Commerce Crossing Road, Commerce, MI, 48390
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Aman operates under the DBA DFCU Financial Partners for his LPL business since 2013. This investment-related activity takes about 10-20% of his time, with 40 hours spent during trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Ing Financial Partners, INC.Broker
Hartford Equity Sales Company INC.Broker
Cco Investment Services CORP.Broker
Cco Investment Services CORP.Broker
Hantz Financial Services, INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.