Joshua Feldman
Joshua Feldman is a registered investment advisor at Aegis Capital CORP., based in White Plains, NY, with 24 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
White Plains, NY
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2017Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Joshua is an insurance producer/agent at ACC Agency, Inc., dedicating a few hours per week to this role. He also works as a bookkeeper and bill payer for Willows Lane Consulting Corp., spending minimal time on it, and is a principal at Larchmont Wealth Management, spending about a quarter of his time there.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
First Midwest Securities, INC.Broker
Fmsi Advisers
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Gunnallen Financial, INCBroker
Investec Ernst & CompanyBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.