Thomas Dartnell
Thomas Dartnell is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Mount Arlington, NJ, with 25 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
200 Valley Road, Suite 300, Mount Arlington, NJ, 07856
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Regulatory History (1)
Customer Dispute
August 2008Other Business Activities
Thomas is a partner at Nisivoccia LLP, a CPA practice, dedicating nearly full-time hours. He is also a referring partner and managing member of Nisivoccia Wealth Advisors, LLC and an owner of Wealthspring Financial Partners LLC, spending a few hours per week on each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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