TD
PFS
TD
PFS
Thomas Dartnell is a PFS-designated registered investment advisor, based in Mount Arlington, NJ, with 24 years of industry experience.
Location
200 Valley Road, Suite 300, Mount Arlington, NJ, 07856
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008Settled
Other Business Activities
Thomas is a partner at Nisivoccia LLP, a CPA practice, dedicating nearly full-time hours. He is also a referring partner and managing member of Nisivoccia Wealth Advisors, LLC and an owner of Wealthspring Financial Partners LLC, spending a few hours per week on each.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
April 2002 - October 2019 · 17 yrs 6 mos
1st Global Capital CORP.Broker
July 2001 - October 2019 · 18 yrs 3 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.