Steven Oroho is a CFP-designated registered investment advisor, based in Mount Arlington, NJ, with 21 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold.
Location
200 Valley Road, Suite 300, Mount Arlington, NJ, 07856
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is a wealth management advisor and subcontractor with Nisivoccia Wealth Advisors, LLC, and president of SRO Financial Services, LLC, focusing on financial planning and investment management. He also owns a percentage of Rams Golf, L.L.C., and is involved in the sale or advice on annuities and insurance products, dedicating about a quarter of his time to Avantax Insurance Agency.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Stonebridge Capital Management
Cadaret, Grant & CO., INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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