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JM
CFP
JM
CFP

Joseph Mcfaddin

Cornerstone Wealth Planning
24 Years of Experience
Charlotte, NC
View SEC Summary
View SEC Summary

Joseph Mcfaddin is a CFP-designated registered investment advisor at Cornerstone Wealth Planning, based in Charlotte, NC, with 24 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 409 clients with $490M in assets under management.

Cornerstone Wealth Planning
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
409 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$485.9M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K+0.95%

Fees are annual. For clients where Cornerstone Planning employs AE Wealth Management for investment management services, fees are charged monthly in arrears, based on the monthly average daily balance of the account. Advisory fees and account minimums may be negotiable based upon prior relationships as well as related account holdings.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7810 Ballantyne Commons Parkway, Suite 200, Charlotte, NC, 28277

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cornerstone Wealth Planning
April 2026 - Present · 6 mos
Previous Registrations
Advice and Planning Services
November 2014 - March 2026 · 11 yrs 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
November 2014 - March 2026 · 11 yrs 4 mos
LPL Financial LLC
August 2011 - November 2014 · 3 yrs 3 mos
LPL Financial LLCBroker
August 2011 - November 2014 · 3 yrs 3 mos
UBS Financial Services INC.
July 2009 - September 2011 · 2 yrs 2 mos
UBS Financial Services INC.Broker
May 2009 - September 2011 · 2 yrs 4 mos
Banc of America Investment Services, INC.Broker
August 2008 - March 2009 · 7 mos
E*trade Securities LLCBroker
September 2006 - July 2008 · 1 yr 10 mos
Harrisdirect LLCBroker
June 2004 - September 2006 · 2 yrs 3 mos
Pfpc Distributors, INC.Broker
July 2001 - March 2004 · 2 yrs 8 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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