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Vincent Revels

Intercarolina Financial Services, INC.
24 Years of Experience
Cary, NC
BrokerSells Insurance
View SEC Summary
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Vincent Revels is a registered investment advisor at Intercarolina Financial Services, INC., based in Cary, NC, with 24 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 271 clients with $85M in assets under management.

Intercarolina Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
271 clients
Average Client Portfolio
$315K average
Assets Under Management
$85.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are negotiable with a maximum of 1.50% annually. The firm also participates in wrap fee programs with separate fee structures.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Cary, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Vincent works as a financial advisor for Ascendant Financial, dedicating nearly full-time hours to financial services marketing. He is also an insurance agent for Dempsey Companies, spending a few hours per week on this non-investment related activity.

Employment History
Current Registrations
Intercarolina Financial Services, INC.
November 2016 - Present · 9 yrs 11 mos
Intercarolina Financial Services, INC.
November 2016 - Present · 9 yrs 11 mos
Intercarolina Financial Services, INC.Broker
November 2016 - Present · 9 yrs 11 mos
Previous Registrations
The Strategic Financial Alliance
February 2005 - November 2016 · 11 yrs 9 mos
The Strategic Financial Alliance, INC.Broker
October 2003 - November 2016 · 13 yrs 1 mo
Ifg Network Securities, INC.Broker
August 2002 - December 2003 · 1 yr 4 mos
AXA Advisors, LLCBroker
July 2001 - August 2002 · 1 yr 1 mo
State Registrations2 states
NCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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