David Laidlaw
David Laidlaw is a registered investment advisor at Spectrum Financial Resources, based in Troy, MI, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 545 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees are negotiable for portfolios over $5,000,001.
Fee Estimator
Location
1661 W. Big Beaver, Troy, MI, 48084
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an agent with Spectrum Financial providing insurance services, a notary public, and president of the Law Office of David J. Laidlaw providing law and tax preparation services. He is also a Vice President and Investment Advisor Representative with Spectrum Financial and an insurance agent selling non-variable insurance.
Employment History
Current Registrations
Spectrum Financial Resources
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
First Advisors, INC.
Ffp Advisory Services INC
Ffp Securities, INC.Broker
Sigma Financial CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.