Heather Poole
Heather Poole is a registered investment advisor at Raymond James & Associates, INC., based in Louisville, KY, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
Louisville, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Heather works part-time as a Member Service Associate at the YMCA, starting in 2015. This takes about a quarter of her time and does not occur during trading hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
PNC InvestmentsBroker
State Registrations1 state
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