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Omar Maslic
18 Years of Experience
San Jose, CA
1 DisclosureBroker
Omar Maslic is a registered investment advisor at Cetera Investment Advisers LLC, based in San Jose, CA, with 18 years of industry experience. Omar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
5615 Chesbro Ave, San Jose, CA, 95123
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Regulatory History (1)
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Customer Dispute
June 2017Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
October 2023 - Present · 2 yrs 7 mos
Cetera Investment Services LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
PNC InvestmentsBroker
August 2021 - May 2022 · 9 mos
Bbva Securities INC.Broker
May 2013 - August 2021 · 8 yrs 3 mos
Bbva Compass Investment Solutions, INCBroker
April 2010 - May 2013 · 3 yrs 1 mo
Bancwest Investment Services, INC.Broker
June 2009 - March 2010 · 9 mos
Cuso Financial Services, L.P.Broker
June 2006 - June 2007 · 1 yr
Guaranty Brokerage Services, INC.Broker
June 2004 - May 2006 · 1 yr 11 mos
Citicorp Investment ServicesBroker
April 2004 - May 2004 · 1 mo
State Registrations3 states
AZCACO
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.