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Kathy Bartlett

Amb Wealth, LLC
23 Years of Experience
Thomasville, GA
Broker
View SEC Summary
View SEC Summary

Kathy Bartlett is a registered investment advisor at Amb Wealth, LLC, based in Thomasville, GA, with 23 years of industry experience. Kathy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 920 clients with $1.1B in assets under management.

Amb Wealth, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
17 advisors
Number of Clients
920 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.0M0.85%
$2.0M - $3.0M0.75%
$3M+0.50%

Firm also utilizes an alternative tiered schedule starting at 1.00% for the first $1 million. Maximum allowable rate is 2.50%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

135 South Madison Street, Thomasville, GA, 31792

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathy is the treasurer and vice president of Bartlett Real Estate DBA Gary Bartlett Real Estate, LLC, a residential real estate brokerage, and a licensed real estate sales associate in Florida. She spends minimal time on accounting matters related to this non-investment related activity.

Employment History
Current Registrations
Amb Wealth, LLC
February 2023 - Present · 3 yrs 8 mos
Allen, Mooney & Barnes Brokerage Services, LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Suntrust Advisory Services, INC.
August 2016 - January 2021 · 4 yrs 5 mos
Suntrust Investment Services, INC.
January 2005 - December 2016 · 11 yrs 11 mos
Truist Investment Services, INC.Broker
December 2004 - January 2021 · 16 yrs 1 mo
Invest Financial Corporation
June 2003 - December 2004 · 1 yr 6 mos
Invest Financial CorporationBroker
May 2003 - December 2004 · 1 yr 7 mos
A. G. Edwards & Sons, INC.
August 2001 - March 2003 · 1 yr 7 mos
A. G. Edwards & Sons, INC.Broker
August 2001 - March 2003 · 1 yr 7 mos
State Registrations3 states
FLGATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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