Armando Roman
Armando Roman is a registered investment advisor at Axiom Founders Family Office, INC., based in Scottsdale, AZ, with 24 years of industry experience. Armando operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning. Their firm serves 31 clients with $33M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
AXIOM Founders Family Office charges up to 2.5% of your portfolio value per year for investment management. This fee is paid quarterly, in advance. Fees may be negotiable. Some clients may contract for investment advice based on a fixed fee, not to exceed 2.5% of assets under management, calculated on an annual basis.
Location
7373 E. Doubletree Ranch Road, Suite 170, Scottsdale, AZ, 85258
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2023Customer Dispute
December 2022Customer Dispute
April 2021Other Business ActivitiesSells Insurance
Armando is involved in several business activities, including real estate management, tax preparation as a CPA, and managing an insurance agency (Axiom Risk Management, LLC). He also dedicates time to community organizations and entities organizing educational seminars for business owners, and conducting business valuations.
Employment History
Current Registrations
Axiom Founders Family Office, INC.
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Jonathan Roberts Advisory Group, INC.
J.W. Cole Financial, INC.Broker
H.D. Vest Investment ServicesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.