William Roach is a registered investment advisor, based in Norfolk, VA, with 24 years of industry experience.
Location
309 W Bute St, Norfolk, VA, 23510
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is a member of numerous LLCs involved in syndicate tax credits, real estate holding, and an office building. He is also a member of WWI LLC and YR Securities, dedicating about a third of his time to each, which are an investment advisory firm and a FINRA member broker dealer, respectively.
Employment History
Current Registrations
Yr Securities LLCBroker
Dominion Capital Wealth Advisors
Previous Registrations
Prospera Financial Services, INC.
Prospera Financial Services, INC.Broker
Micg Investment Management
Micg Investment Management, LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.