David Sweet
David Sweet is a CFP-designated registered investment advisor at Des Financial Group, LLC, based in Brea, CA, with 23 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 72 clients with $32M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The maximum annual fee charged to the client’s account will not exceed 1.50%.
Fee Estimator
Location
3000 East Birch Street, Suite 101, Brea, CA, 92821
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns rental real estate and is affiliated with DES Financial Group, LLC as a Registered Investment Advisor Representative and Registered Representative. He also spends minimal time on fixed line and long-term care insurance through DES Financial Group.
Employment History
Current Registrations
Des Financial Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Edward Jones
Edward JonesBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.