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Brian Amato

LPL Financial LLC
25 Years of Experience
Boca Raton, FL
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Amato is a registered investment advisor at LPL Financial LLC, based in Boca Raton, FL, with 25 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7777 Glades Road, Suite 100, Boca Raton, FL, 33434

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian sells term, fixed life, and disability insurance products through Second Chance Asset Management and various insurance companies. He is also involved in several other businesses, including American Investment Planners LLC, American Taxes Inc., Generational Wealth Planning LLC, Generational Wealth Services LLC, and Comprehensive Wealth Services.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2025 - Present · 1 yr 3 mos
LPL Financial LLC
July 2025 - Present · 1 yr 3 mos
Comprehensive Wealth Services, LLC
January 2025 - Present · 1 yr 9 mos
Previous Registrations
American Investment Planners LLC
June 2021 - December 2022 · 1 yr 6 mos
Cadaret Grant & CO INC
April 2017 - July 2025 · 8 yrs 3 mos
Cadaret, Grant & CO., INC.Broker
March 2002 - July 2025 · 23 yrs 4 mos
Morgan Stanley Dw INC.Broker
August 2001 - March 2002 · 7 mos
State Registrations32 states
AZCACOCTDCDEFLGAIAILINMAMDMIMNNCNHNJNMNVNYOHPARISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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