KL
KL
Kim Larkin is a registered investment advisor, based in Jacksonville, FL, with 37 years of industry experience.
Location
Jacksonville, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2003Denied
Other Business ActivitiesSells Insurance
Kim is an advisory representative of a RIA and spends nearly full-time on investment-related activities. Kim also sells life and health insurance products through various independent insurance companies, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.
November 2015 - Present · 10 yrs 6 mos
Cambridge Investment Research Advisors, INC.
November 2015 - Present · 10 yrs 6 mos
Cambridge Investment Research, INC.Broker
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
April 2011 - November 2015 · 4 yrs 7 mos
Wells Fargo Advisors, LLCBroker
April 2011 - November 2015 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2011 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2011 · 1 yr 7 mos
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
August 2004 - October 2004 · 2 mos
Quick & Reilly, INC.Broker
August 2004 - October 2004 · 2 mos
Hsbc Brokerage (USA) INC.Broker
February 2003 - August 2004 · 1 yr 6 mos
Chase Investment Services CORP.
March 2001 - February 2003 · 1 yr 11 mos
Chase Investment Services CORP.Broker
August 1999 - February 2003 · 3 yrs 6 mos
Citicorp Investment ServicesBroker
March 1998 - August 1999 · 1 yr 5 mos
Fleet Enterprises, INC.Broker
June 1997 - May 1998 · 11 mos
Fidelity Brokerage Services, INC.Broker
July 1992 - May 1997 · 4 yrs 10 mos
Equity Services, INC.Broker
January 1992 - July 1992 · 6 mos
Berkshire Equity Sales, INC.Broker
April 1990 - November 1991 · 1 yr 7 mos
Mony Securities CORP.Broker
August 1988 - September 1989 · 1 yr 1 mo
The Mutual Life Insurance Company of New YorkBroker
August 1988 - September 1989 · 1 yr 1 mo
Painewebber IncorporatedBroker
November 1987 - May 1988 · 6 mos
State Registrations7 states
CTFLMONCNYPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.