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Kim Larkin

LPL Financial LLC
37 Years of Experience
Boca Raton, FL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kim Larkin is a registered investment advisor at LPL Financial LLC, based in Boca Raton, FL, with 37 years of industry experience. Kim is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1300 North Federal Hwy Ste 101, Boca Raton, FL, 33432

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kim is an advisory representative of a RIA and spends nearly full-time on investment-related activities. Kim also sells life and health insurance products through various independent insurance companies, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
July 2026 - Present · 3 mos
LPL Financial LLC
July 2026 - Present · 3 mos
LPL Financial LLCBroker
July 2026 - Present · 3 mos
Previous Registrations
Cambridge Investment Research, INC.Broker
November 2015 - July 2026 · 10 yrs 8 mos
Cambridge Investment Research Advisors, INC.
November 2015 - July 2026 · 10 yrs 8 mos
Wells Fargo Advisors, LLC
April 2011 - November 2015 · 4 yrs 7 mos
Wells Fargo Advisors, LLCBroker
April 2011 - November 2015 · 4 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - May 2011 · 1 yr 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - May 2011 · 1 yr 7 mos
Banc of America Investment Services, INC.
October 2004 - October 2009 · 5 yrs
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.
August 2004 - October 2004 · 2 mos
Quick & Reilly, INC.Broker
August 2004 - October 2004 · 2 mos
Hsbc Brokerage (USA) INC.Broker
February 2003 - August 2004 · 1 yr 6 mos
Chase Investment Services CORP.
March 2001 - February 2003 · 1 yr 11 mos
Chase Investment Services CORP.Broker
August 1999 - February 2003 · 3 yrs 6 mos
Citicorp Investment ServicesBroker
March 1998 - August 1999 · 1 yr 5 mos
Fleet Enterprises, INC.Broker
June 1997 - May 1998 · 11 mos
Fidelity Brokerage Services, INC.Broker
July 1992 - May 1997 · 4 yrs 10 mos
Equity Services, INC.Broker
January 1992 - July 1992 · 6 mos
Berkshire Equity Sales, INC.Broker
April 1990 - November 1991 · 1 yr 7 mos
The Mutual Life Insurance Company of New YorkBroker
August 1988 - September 1989 · 1 yr 1 mo
Mony Securities CORP.Broker
August 1988 - September 1989 · 1 yr 1 mo
Painewebber IncorporatedBroker
November 1987 - May 1988 · 6 mos
State Registrations8 states
CACTFLMONCNYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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