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David Sager

Raymond James & Associates, INC.
25 Years of Experience
Rogers, AR
1 DisclosureBroker
View SEC Summary
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David Sager is a registered investment advisor at Raymond James & Associates, INC., based in Rogers, AR, with 25 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3300 Market Street, Suite 120, Rogers, AR, 72758

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David works as a technical engineer for Fellowship Bible Church of NWA, focusing on sound, lights, and graphics. This non-investment related activity takes a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
October 2024 - Present · 2 yrs
Raymond James & Associates, INC.
October 2024 - Present · 2 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2024 · 16 yrs 9 mos
Wells Fargo Advisors
January 2008 - October 2024 · 16 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
November 2006 - January 2008 · 1 yr 2 mos
A. G. Edwards & Sons, INC.
November 2006 - January 2008 · 1 yr 2 mos
Arvest Asset Management
January 2006 - November 2006 · 10 mos
Arvest Asset ManagementBroker
January 2006 - November 2006 · 10 mos
Merrill Lynch Pierce Fenner & Smith INC.
February 2005 - January 2006 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2005 - January 2006 · 11 mos
Farmers Financial Solutions, LLCBroker
July 2001 - January 2005 · 3 yrs 6 mos
State Registrations43 states
AKALARAZCACODCFLGAHIIAIDILINKSKYLAMAMDMIMNMOMSNCNENJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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