WL
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Wendy Livingston

23 Years of Experience
York, PA
Broker

Wendy Livingston is a registered investment advisor at Cetera Investment Advisers LLC, based in York, PA, with 23 years of industry experience. Wendy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1477 Carlisle Road, York, PA, 17408

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Wendy works as a financial advisor for Orrstown Bank DBA Orrstown Financial Advisors. This is a full-time position, with all hours occurring during trading hours.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2024 - Present · 1 yr 8 mos
Cetera Investment Advisers LLC
September 2024 - Present · 1 yr 8 mos
Previous Registrations
LPL Financial LLCBroker
November 2016 - September 2024 · 7 yrs 10 mos
LPL Financial LLC
November 2016 - September 2024 · 7 yrs 10 mos
Cetera Advisor Networks LLC
April 2015 - November 2016 · 1 yr 7 mos
Cetera Advisor Networks LLCBroker
June 2013 - November 2016 · 3 yrs 5 mos
Ing Financial Partners, INC.Broker
October 2007 - July 2013 · 5 yrs 9 mos
Ifmg Securities, INC.Broker
February 2005 - January 2007 · 1 yr 11 mos
Essex National Securities, INC.Broker
September 2001 - February 2005 · 3 yrs 5 mos
State Registrations3 states
FLMDPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.