Kathleen Knapp
Kathleen Knapp is a registered investment advisor at LPL Financial LLC, based in Seminole, FL, with 25 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Seminole, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2015Other Business Activities
Kathleen is a Registered Representative and Owner of Fundamental Financial Services Inc, dedicating full-time hours to securities and service-related activities. She also serves as a Secretary/Officer on the West Bay Village Homeowner's Association board, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
H. Beck, INC.Broker
Gunnallen Financial, INCBroker
Sii Investments, INC.Broker
Tfs Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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