Kathleen Knapp is a registered investment advisor at LPL Financial LLC, based in Largo, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Largo, FL
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Regulatory History (1)
Customer Dispute
February 2015Other Business Activities
Kathleen is a Registered Representative and Owner of Fundamental Financial Services Inc, dedicating full-time hours to securities and service-related activities. She also serves as a Secretary/Officer on the West Bay Village Homeowner's Association board, spending minimal time on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
H. Beck, INC.Broker
Gunnallen Financial, INCBroker
Sii Investments, INC.Broker
Tfs Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.