KC
KC

Kevin Christopher

24 Years of Experience
Milldale, CT
3 DisclosuresBrokerSells Insurance

Kevin Christopher is a registered investment advisor, based in Milldale, CT, with 24 years of industry experience.

Location

409 Canal Street, Milldale, CT, 06467

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History

Regulatory History (3)
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Customer Dispute
November 2010
Denied
Customer Dispute
June 2009
Denied
Customer Dispute
January 2008
Settled
Other Business ActivitiesSells Insurance

Kevin sells fixed insurance products including life, health, annuities, and long-term care, dedicating a few hours per week. He also runs a law practice focusing on basic wills and healthcare proxies, requiring minimal time, and is a financial advisor and registered representative with NESSO Group, spending about a quarter of his time there. He co-owns NESSO Insurance LLC, providing property and casualty insurance to clients, spending minimal time there, and is a producer wealth advisor with NewEdge Advisors, spending about a quarter of his time there.

Employment History
Current Registrations
Newedge Securities, LLCBroker
January 2024 - Present · 2 yrs 6 mos
Newedge Advisors
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
January 2019 - January 2024 · 5 yrs
Cwm, LLC
January 2019 - December 2023 · 4 yrs 11 mos
Infinex Investments, INC.
November 2013 - December 2018 · 5 yrs 1 mo
Infinex Investments, INC.Broker
November 2013 - December 2018 · 5 yrs 1 mo
Harvest Capital Advisors, LLC
May 2009 - November 2013 · 4 yrs 6 mos
Harvest Capital LLCBroker
May 2009 - November 2013 · 4 yrs 6 mos
Banc of America Investment Services, INC.
October 2004 - May 2009 · 4 yrs 7 mos
Banc of America Investment Services, INC.Broker
October 2004 - May 2009 · 4 yrs 7 mos
Quick & Reilly, INC.
September 2002 - October 2004 · 2 yrs 1 mo
Quick & Reilly, INC.Broker
October 2001 - October 2004 · 3 yrs
State Registrations13 states
CACTDEFLGAMANCNENHNYRISCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.