Caren Ober is a registered investment advisor at Balancing Life Financial Planning, based in Orange, CA, with 24 years of industry experience. Caren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47 clients with $19M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Balancing Life Financial Planning uses third-party managers to manage client portfolios. The maximum annual fee charged for this service will not exceed 1.75%. The annual fees are negotiable, pro-rated and paid in advance on a quarterly basis. The advisory fee is a tiered fee and is calculated by assessing the percentage rates using the predefined levels of assets and applying the fee to the account value as of the last day of the previous quarter. The total fees charged by both BLFP and the outside manager will not exceed 1.75% of assets under management per year.
Location
900 E. Katella Ave Suite B, Orange, CA, 92867
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Caren is the 100% owner of Caren Ober Accountancy Corp. dba Ober Financial since 1980, offering estate/tax planning, business continuity planning, and tax preparation. This activity is nearly full-time and conducted at the office address of record.
Employment History
Current Registrations
Balancing Life Financial Planning
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Genworth Financial Advisers Corporation
Genworth Financial Securities CorporationBroker
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
State Registrations1 state
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