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Andrew Mullins

24 Years of Experience
Tallahassee, FL
Broker

Andrew Mullins is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Tallahassee, FL, with 24 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

2450 Tim Gamble Pl FL 1, Tallahassee, FL, 32308

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2011 - Present · 15 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
March 2011 - Present · 15 yrs 2 mos
Previous Registrations
Nbc Securities, INC.
April 2009 - November 2010 · 1 yr 7 mos
Nbc Securities, INC.Broker
April 2009 - November 2010 · 1 yr 7 mos
Banc of America Investment Services, INC.
December 2008 - March 2009 · 3 mos
Banc of America Investment Services, INC.Broker
October 2008 - March 2009 · 5 mos
Hancock Investment Services, INC.Broker
March 2005 - October 2008 · 3 yrs 7 mos
Investment Advisors
September 2003 - February 2005 · 1 yr 5 mos
Proequities, INC.Broker
July 2001 - February 2005 · 3 yrs 7 mos
State Registrations24 states
ALARCACODEFLGAKSLAMAMIMNMOMSMTNCNVOHORPASCTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Mullins - Financial Advisor | TrueAdvisor