JH
JH

John Horrigan

24 Years of Experience
Edgewater, MD
BrokerSells Insurance

John Horrigan is a registered investment advisor at LPL Financial LLC, based in Edgewater, MD, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Edgewater, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John operates Wynn Point Financial LLC as a DBA for his LPL business since 2018. He also has an investment-related insurance agency, Wynn Point Financial, which takes about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
January 2019 - Present · 7 yrs 8 mos
LPL Financial LLCBroker
January 2019 - Present · 7 yrs 8 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
March 2006 - January 2019 · 12 yrs 10 mos
Northwestern Mutual Investment Services, LLCBroker
October 2001 - January 2019 · 17 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
October 2001 - January 2002 · 3 mos
State Registrations27 states
ALARCACTDCDEFLLAMAMDMEMIMSNCNENJNVNYOHOKPASCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.