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Kevin Kaveney

24 Years of Experience
Colorado Spgs, CO
BrokerSells Insurance

Kevin Kaveney is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Colorado Spgs, CO, with 24 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

90 S Cascade Ave, Ste 1000, Colorado Spgs, CO, 80903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Kevin may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also involved in several LLCs related to ranching, lease agreements, financial & insurance services, investment property, and personal funds, as well as holding positions in non-profit organizations, dedicating a few hours per week to most of these activities, but spending about half his time on KFK Financial & Insurance Services, LLC.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2007 - Present · 19 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
August 2001 - Present · 24 yrs 9 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
August 2001 - January 2002 · 5 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.