JO
JO
Jonathan Oconnell
24 Years of Experience
Riverside, CA
1 DisclosureBroker
Jonathan Oconnell is a registered investment advisor at Morgan Stanley, based in Riverside, CA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3750 University Avenue, Suite 600, Riverside, CA, 92501
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2012Denied
Other Business Activities
Jonathan is an officer of Similar Pants, Inc., a retail/online store, since 2011. He spends minimal time on this activity outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
October 2020 - Present · 5 yrs 7 mos
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
May 2009 - October 2020 · 11 yrs 5 mos
UBS Financial Services INC.Broker
May 2009 - October 2020 · 11 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2004 - May 2009 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2004 - May 2009 · 5 yrs 3 mos
Morgan Stanley
June 2002 - February 2004 · 1 yr 8 mos
Morgan Stanley Dw INC.Broker
September 2001 - February 2004 · 2 yrs 5 mos
State Registrations21 states
AZCACOIAIDMIMOMTNCNENJNMNVORPATXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.