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Amy Sullivan is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
111 Monument Circle, Suite 3100, Indianapolis, IN, 46204
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Regulatory History (1)
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Judgment / Lien
December 2025Employment History
Current Registrations
Morgan Stanley
December 2020 - Present · 5 yrs 5 mos
Morgan StanleyBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - December 2020 · 9 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - December 2020 · 9 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
January 2011 - March 2011 · 2 mos
Northwestern Mutual Investment Services,llc
December 2010 - March 2011 · 3 mos
J.J.B. Hilliard, W.L. Lyons, LLC
April 2010 - October 2010 · 6 mos
J.J.B Hilliard, W.L. Lyons, LLCBroker
April 2010 - October 2010 · 6 mos
Ameritas Investment CORP.Broker
April 2009 - April 2010 · 1 yr
M Holdings Securities, INC.
July 2008 - February 2009 · 7 mos
M Holdings Securities, INC.Broker
June 2008 - February 2009 · 8 mos
The Huntington Investment CompanyBroker
November 2002 - December 2006 · 4 yrs 1 mo
J.J.B. Hilliard, W.L. Lyons, INC.Broker
September 2001 - October 2002 · 1 yr 1 mo
State Registrations35 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.