SA
CFP
SA
CFP

Scott Augustine

24 Years of Experience
Minneapolis, MN
BrokerSells Insurance

Scott Augustine is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Minneapolis, MN, with 24 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2701 University Ave Se, Minneapolis, MN, 55414

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Scott is the owner of Augustine & Johnson, spending full-time hours there. He is also an agent/broker for North Star Consultants & North Star Brokerage selling fixed insurance, dedicating about a quarter of his time.

Employment History
Current Registrations
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
July 2007 - August 2023 · 16 yrs 1 mo
Cri Securities, LLC
July 2007 - October 2021 · 14 yrs 3 mos
Marathon Advisors, INC
May 2006 - December 2007 · 1 yr 7 mos
Securian Financial Services, INC.Broker
October 2001 - August 2023 · 21 yrs 10 mos
Cri Securities, LLCBroker
October 2001 - October 2021 · 20 yrs
State Registrations30 states
AZCACODCFLGAIAILINKSKYMDMIMNMONCNJNMNYOHORPARISCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Scott Augustine - Financial Advisor | TrueAdvisor