MV
MV

Michael Valenti

24 Years of Experience
Rochester, NY
Broker

Michael Valenti is a registered investment advisor at UBS Financial Services INC., based in Rochester, NY, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

400 Linden Oaks, Rochester, NY, 14625

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael is a member of CBCM Ventures LLLC, with an equity investment in Zucero Therapeutics since 2019. He is also a non-managing partner in Pittsford Sports Authority LLC and PSA Opportunities LLC, both investment-related partnerships since 2018.

Employment History
Current Registrations
UBS Financial Services INC.
October 2021 - Present · 4 yrs 7 mos
UBS Financial Services INC.
October 2021 - Present · 4 yrs 7 mos
UBS Financial Services INC.Broker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Morgan Stanley
August 2019 - November 2021 · 2 yrs 3 mos
Morgan StanleyBroker
August 2019 - November 2021 · 2 yrs 3 mos
Manning & Napier Advisory Advantage Company, LLC
September 2009 - December 2013 · 4 yrs 3 mos
Manning & Napier Advisors, LLC
August 2006 - August 2019 · 13 yrs
Manning & Napier Advisory Advantage Corporation
May 2005 - September 2006 · 1 yr 4 mos
Manning & Napier Investor Services, INC.Broker
March 2005 - August 2019 · 14 yrs 5 mos
Lehman Brothers INC.Broker
October 2001 - February 2005 · 3 yrs 4 mos
State Registrations10 states
CAFLINMONJNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.