James Mackay is a CFP-designated registered investment advisor at Mackay Financial Planning, LLC, based in Springfield, MO, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 63 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | Included |
| $2.0M - $3.0M | 0.20% |
| $3.0M - $5.0M | 0.15% |
| $5M+ | 0.10% |
The annual fee for ongoing agreements starts at $6,000 per year and is dependent on the scope of the engagement, total account size, number of accounts, and complexity of the client’s situation. Fees are negotiable in JMFPs sole discretion based on such factors as the composition of the client’s account and the relationship of the client with JMFP.
Fee Estimator
Contact
James Mackay
Location
Springfield, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mackay Financial Planning, LLC
Previous Registrations
Vanguard Advisers INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams