James Mackay is a CFP-designated registered investment advisor at Mackay Financial Planning, LLC, based in Springfield, MO, with 13 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 71 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.30% |
| $2.0M - $3.0M | 0.20% |
| $3.0M - $5.0M | 0.15% |
| $5M+ | 0.10% |
The firm charges a minimum annual fee of $6,000, which applies to accounts up to $2,000,000. Fees are negotiable at the firm's discretion.
Fee Estimator
Contact
James Mackay
Location
Springfield, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mackay Financial Planning, LLC
Previous Registrations
Vanguard Advisers INC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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