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Michael Murphy

Bny Mellon Securities Corporation
20 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Michael Murphy is a registered investment advisor at Bny Mellon Securities Corporation, based in New York, NY, with 20 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 3,734 clients with $8.4B in assets under management.

Bny Mellon Securities Corporation
Compensation
Fee-Only (% of Portfolio)
Firm Size
64 advisors
Number of Clients
3,734 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$8.4B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.50%

Fees vary by program sponsor and strategy, typically ranging from 0.00% to 0.50% annually, paid out of the wrap fee charged by the program sponsor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

200 Park Avenue, New York, NY, 10166

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History

Regulatory History (1)
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Criminal
March 2002
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Bny Mellon Securities Corporation
March 2023 - Present · 3 yrs 7 mos
Bny Mellon Securities Corporation
September 2022 - Present · 4 yrs 1 mo
Bny Mellon Securities CorporationBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
The Baker Group, LPBroker
April 2019 - August 2022 · 3 yrs 4 mos
Nylife Distributors LLCBroker
June 2013 - April 2019 · 5 yrs 10 mos
Mbsc Securities CorporationBroker
October 2010 - June 2013 · 2 yrs 8 mos
Barclays Capital INC.Broker
December 2008 - September 2009 · 9 mos
Bear Wagner Specialists LLCBroker
November 2004 - March 2009 · 4 yrs 4 mos
Labranche & CO. LLCBroker
June 2002 - July 2002 · 1 mo
Labranche & CO. LLCBroker
July 2001 - August 2001 · 1 mo
State Registrations52 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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