Richard Holmes
Richard Holmes is a registered investment advisor at Cetera Investment Advisers LLC, based in Toledo, OH, with 24 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2735 N Holland-Sylvania Rd, Unit B-3, Toledo, OH, 43615
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is the owner of Holmes Financial Partners, a financial services firm, and spends full-time hours there. He is also an independent insurance agent selling fixed insurance products full-time, and owns Jake Holmes Properties, LLC, dedicating minimal time to maintaining the office condo.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
State Registrations19 states
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