MT
MT
Malcolm Tarver
56 Years of Experience
Atlanta, GA
6 DisclosuresBroker
Malcolm Tarver is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 56 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
1100 Abernathy Road Ne, Building 500; Suite 1850, Atlanta, GA, 30328
Get directionsHistory
Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011Settled
Customer Dispute
January 2009Denied
Regulatory
November 2007Final
Customer Dispute
January 2002Denied
Customer Dispute
May 2001Closed-No Action
Customer Dispute
March 2001Closed-No Action
Employment History
Current Registrations
Raymond James & Associates, INC.
February 2008 - Present · 18 yrs 3 mos
Raymond James & Associates, INC.
February 2008 - Present · 18 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2008 - Present · 18 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.
February 2008 - February 2008 · 0 mos
UBS Financial Services INC.
March 2003 - February 2008 · 4 yrs 11 mos
UBS Financial Services INC.Broker
January 1980 - February 2008 · 28 yrs 1 mo
Paine, Webber, Jackson & Curtis IncorporatedBroker
September 1969 - January 1980 · 10 yrs 4 mos
State Registrations21 states
ALAZCADCFLGAILKSKYLAMDMTNCNHNYOKORPATNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.