TrueAdvisor
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JR
CFP
JR
CFP

Jonathan Rotz

Arkadios Wealth Advisors
25 Years of Experience
Frisco, TX
BrokerSells Insurance
View SEC Summary
View SEC Summary

Jonathan Rotz is a CFP-designated registered investment advisor at Arkadios Wealth Advisors, based in Frisco, TX, with 25 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 3 more. Their firm serves 14,886 clients with $8.8B in assets under management.

Arkadios Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
225 advisors
Number of Clients
14,886 clients
Average Client Portfolio
$590K average
Assets Under Management
$8.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K+1.50%

Rates reflect maximum annual fees for Crest Accounts. Third-party manager accounts have a separate schedule ranging up to 2.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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View Full SEC Brochure

Location

6136 Frisco Square Blvd. Suite 400 #438, Frisco, TX, 75034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Jonathan owns Envision Financial Planning, his financial planning business, dedicating full-time hours to working with clients and prospects. He also owns AAD & Associates DBA Alta Clean & Allied Elements, a janitorial and flood restoration business, spending minimal time on it. Jonathan Rotz, LLC is insurance licensed and used for internal purposes only for health, life and other insurance sales, dedicating a few hours per week.

Employment History
Current Registrations
Arkadios CapitalBroker
July 2019 - Present · 7 yrs 3 mos
Arkadios Wealth Advisors
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Triad Advisors LLCBroker
August 2016 - July 2019 · 2 yrs 11 mos
Triad Advisors, LLC
August 2016 - July 2019 · 2 yrs 11 mos
Vsr Advisory Services
February 2003 - August 2016 · 13 yrs 6 mos
The Masters, INC.
June 2002 - February 2003 · 8 mos
Vsr Financial Services, INC.Broker
July 2001 - August 2016 · 15 yrs 1 mo
State Registrations10 states
CACOFLHIIDMONCOKTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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