Mark Keeling
Mark Keeling is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Albany, NY, with 24 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
80 Wolf Rd, First Floor, Albany, NY, 12205-2608
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Mark is involved in several business activities, including real estate ownership, co-ownership of a chiropractic office and tax preparation business, and ownership of LLCs related to skydiving and business support. He also co-owns FFLIH, LLC and coaches for INetwork NY, LLC, dedicating about a quarter of his time to FFLIH, LLC.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Riversource Distributors, INC.Broker
Ameriprise Financial Services, LLCBroker
Riversource Distributors, INC.Broker
New England SecuritiesBroker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.