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CFP
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CFP

Derek Shoden

Ameriprise Financial Services, LLC
21 Years of Experience
Albany, NY
Broker
View SEC Summary
View SEC Summary

Derek Shoden is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Albany, NY, with 21 years of industry experience. Derek is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

80 Wolf Rd, First Floor, Albany, NY, 12205-2608

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Derek owns real estate, is a managing partner and CFO at FFLIH LLC, and co-owns INetwork NY, LLC, ICN Holdings LLC, and Inspire Tax LLC. He also sells collectibles on eBay and manages Jade Parks LLC.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2013 - Present · 12 yrs 10 mos
Ameriprise Financial Services, LLC
November 2013 - Present · 12 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2013 - Present · 12 yrs 11 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
December 2009 - October 2013 · 3 yrs 10 mos
Ameriprise Financial Services, INC.
January 2007 - May 2009 · 2 yrs 4 mos
Ameriprise Financial Services, INC.Broker
September 2004 - May 2009 · 4 yrs 8 mos
Ids Life Insurance CompanyBroker
September 2004 - July 2006 · 1 yr 10 mos
State Registrations6 states
HIMDMNNYPAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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