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Todd Temple

24 Years of Experience
Houston, TX
1 DisclosureBrokerSells Insurance

Todd Temple is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Houston, TX, with 24 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1 Riverway Ste 900, Houston, TX, 77056

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History

Regulatory History (1)
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Financial
March 2016
Final
Other Business ActivitiesSells Insurance

Todd may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products. This activity is investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2012 - Present · 13 yrs 7 mos
Northwestern Mutual Investment Services, LLC
October 2001 - Present · 24 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
October 2001 - Present · 24 yrs 7 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
October 2001 - January 2002 · 3 mos
State Registrations10 states
AZCACOFLMAMNNVORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.