Andrew Fisher is a registered investment advisor, based in Charlotte, NC, with 24 years of industry experience.
Location
214 N Tryon St, Fl 33, Charlotte, NC, 28202
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
September 2023 - Present · 2 yrs 8 mos
Truist Advisory Services, INC.
September 2023 - Present · 2 yrs 8 mos
Truist Investment Services, INC.Broker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2004 - September 2023 · 18 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
December 2004 - September 2023 · 18 yrs 9 mos
UBS Financial Services INC.
December 2001 - December 2004 · 3 yrs
UBS Financial Services INC.Broker
September 2001 - December 2004 · 3 yrs 3 mos
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.